About Us

Overview
Established in 1939, Neuberger Berman is a private, independent employee-controlled asset management company, managing approximately US$374 billion in assets as at 30 September 2020. Neuberger Berman provides a broad range of global investment solutions within equity, fixed income and alternatives. For more information please visit Neuberger Berman's website at www.nb.com.
EMPLOYEES
Over 2,300 employees
ASSETS
Leaders in Fixed Income management with approximately US$168 billion in assets under management
RESEARCH
Extensive research platform
Contact Information
For general questions about NB Global Monthly Income Fund, please contact: nbmi@nb.com.
SALES ENQUIRIES
Neuberger Berman Europe
Elizabeth Papadopoulos
+44 (0) 20 3214 9077
MEDIA & ANALYST ENQUIRIES
Kaso Legg Communications
Charles Gorman
Direct: +44 (0)20 3995 6673
Mobile: +44 (0)7795 977 967
THE COMPANY SECRETARY
Praxis Fund
Gemma Woods
+44 (0)1481 737600
UK TRANSFER AGENT
Link Asset Services
+44 (0)371 664 0445
Board of Directors
X
Rupert Dorey

Chairman

Member of Audit and Risk Committee, Management Engagement Committee and Remuneration Nomination Committee

Rupert Dorey is a resident of Guernsey and has 35 years of experience in financial markets. Mr Dorey was at Credit Suisse First Boston Limited for 17 years from 1988 to 2005 where he specialised in credit related products, including derivative instruments where his expertise was principally in the areas of debt distribution, origination and trading, covering all types of debt from investment grade to high yield and distressed debt. He held a number of senior positions at Credit Suisse First Boston Limited, including establishing Credit Suisse First Boston Limited’s high yield debt distribution business in Europe, fixed income credit product coordinator for European offices and head of UK Credit and Rates Sales. Since 2005 he has been acting in a Non-Executive Directorship capacity for a number of Hedge Funds, Private Equity & Infrastructure Funds, for both listed and unlisted vehicles. Rupert is a former President of the Guernsey Chamber of Commerce and is a member of the Institute of Directors.

Sandra Platts

Member of the Audit and Risk Committee, Chairman of the Management Engagement Committee and Chairman of the Remuneration Nomination Committee

Sandra is a resident of Guernsey and is a non-executive Director of Investec Bank (C.I.) Limited, UK Commercial Property REIT Ltd, Sequoia Economic Infrastructure Income Fund Limited, Marble Point Loan Financing Ltd and a number of other non-listed companies. Sandra was Managing Director of Kleinwort Benson in Guernsey and Chief Operating Officer for Kleinwort Benson Private Banking Group (UK and Channel Islands). She also held Directorships of the Kleinwort Benson Trust Company and Operating Boards, retiring from Kleinwort Benson boards in 2010. Sandra holds a Master’s in Business Administration and The Certificate in Company Direction from the Institute of Directors

David Staples

Senior Independent Director

Chariman of Audit and Risk Committee, Member of Management Engagement Committee and Remuneration Nomination Committee

Mr Staples, a resident of Guernsey, is a fellow of the Institute of Chartered Accountants in England and Wales and an associate of the Chartered Institute of Taxation. He also holds the Institute of Directors’ Diploma in Company Direction. Mr Staples was a partner for thirteen years of PricewaterhouseCoopers (“PwC”) and led the tax practice in the South East of England, advising several large family and owner-managed businesses. He was also a member of the management board of the firm’s London and South East Middle Markets Tax Practice. Since leaving PwC in 2003, Mr Staples has served on the boards of several listed companies as a non-executive director including MedicX Fund Limited and Duet Real Estate Finance Limited as chairman of both. He is currently a director and audit committee chairman of two other listed companies, Ruffer Investment Company Limited and Baker Steel Resources Trust Limited. His other appointments are of the general partners of the main global private equity funds advised by Apax Partners.

Directors, Managers and Advisers
DIRECTORS
Rupert Dorey (Chairman)
Sandra Platts
David Staples
All c/o the Company’s registered office
REGISTERED OFFICE
Sarnia House
Le Truchot
St Peter Port
Guernsey, GY1 IGR
U.K.
ALTERNATIVE INVESTMENT FUND MANAGER
Neuberger Berman Investment Advisers
190 S LaSalle Street
Chicago, IL 60603
U.S.
MANAGER
Neuberger Berman Europe
4th Floor, 57 Berkeley Square
London, W1J 6ER
U.K.
ADMINISTRATOR
U.S. Bank Global Fund Services (Guernsey)
1st Floor, Tudor House
Le Bordage, St Peter Port
Guernsey, GY1 1DB
U.K.
SUB – ADMINISTRATOR
U.S. Bank Global Fund Services (Ireland)
24/26 City Quay
Dublin, D02 NY19
Ireland
CUSTODIAN AND PRINCIPAL BANKERS
U.S. Bank National Association
214 North Tryon Street
26th Floor, Charlotte
North Carolina, 28202
U.S.
COMPANY SECRETARY
Praxis Fund Services
Sarnia House
Le Trucho, St Peter Port
Guernsey, GY1 4NA
U.K.
FINANCIAL ADVISER
Numis Securities
The London Stock Exchange Building
10 Paternoster Square
London, EC4M 7LT
U.K.
SOLICITORS TO THE COMPANY
(as to English law and U.S. securities law)

Herbert Smith Freehills
Exchange House
Primrose Street
London, EC2A 2HS
U.K.
ADVOCATES TO THE COMPANY
(as to Guernsey law)

Carey Olsen
Carey House, Les Banques
St Peter Port, Guernsey, GY1 4BZ
U.K.
INDEPENDENT AUDITOR
PricewaterhouseCoopers
Royal Bank Place
1 Glategny Esplanade
St Peter Port
Guernsey, GY1 1GR
U.K.
REGISTRAR
Link Market Services (Guernsey)
Mont Crevelt House
Bulwer Avenue
St Sampson
Guernsey, GY2 4LH
U.K.
MANAGEMENT
The Fund is managed by experienced portfolio managers with an average 22 years’ industry experience globally based in New York, Chicago, London, The Hague. Learn more about our Team.
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